Professor
Deputy Director of the Fiscal, Tax and Financial Law Institute
Educational Background
2001. 9 - 2004. 7 Post Doctorate, The Industrial Economics Research Institute of Chinese Academy of Social Sciences
1998. 9 - 2001. 7 Ph.D of Jusiprudence., The Gruaduate School of Chinese Academy of Social Science
1994. 9 - 1994. 7 LL.M., Xiamen University Law School
1984. 9 - 1988. 7 Bachelor of History, SouthWest University
Work Experience
2004 - Present Professor, Civil, Commercial and Economic Law School, China University of Political Science and Law
1994 - 2001 Assistant Professor, Xiamen University School of Law
Research Interests
Commercial Law
Economic Law
Financial Law
SOE Reform
Courses Taught
Financial Law
Financial Law Practice
Security Regulation Law
Negotiable Instrument Law
Future and Derivatives Law
External Exchange
2008. 9 -2009. 7 Visiting Scholar of Indiana University Law School (Bloomington)
Languages
Chinese, English
Contact Information
Email: Shaoqih@cupl.edu.cn, heshaoqi22@aliyun.com
Office Address:
Xueyuan Road Campus
Civil, Commercial and Economic Law School, China University of Political Science and Law
No. 25 Xitucheng Road, Haidian District, Beijing
China 100088
Representative Publications
Books
1. Legal Analysis of Insider Trading, The People’s Court Press, 2001.
2. Legal Analysis of Securities Investment Fund, The People’s Court Publishing House, Beijing ,2001.
3. International Financial Guarantee Law and Practices, The People’s Court Press, Beijing , 2001.
4. Corporate Governance and Company Law Reform Under the Background of Economic Globalization, China University of Political and Law Press, 2006.
5. State-Owned Equity Sale: grand banquet or pitfall for private investors, The People’s Court Press, 2005
6. Study on the Budget law Amendment, China Fortune Press, Beijing, 2014.
7. Study on the Basic Theory of Future Industry Legislation, China Fortune Press, 2015.
Book Chapters
1. State-owned Capital Purchase the shares of private-owned Enterprises,in National Development & Reform Commission (eds.), Face to Face to the Mixed Ownership Reform of State-owned Enterprises ,The People Publishing House, Beijing, 2015.
Articles
1. Institutional Shareholder Activism: Recent Development and Implication on Corporate Governance, Economic Loose-Leaf, Issue No.22, 2001.
2. The Evolution of the System of Bail out of Troubled Banks in the U.S and Referential Value, Securities Market Herald, Issue No.10, 2005.
3. Building Securities Civil Public Interest Litigation, Raise the level of Corporate Governance,FaDa Civil and Commercial Law Review, No.2, 2006.
4. Give Full Play of Civil Suit,Raise the Level of Corporate Governance Listed Corporation, in Company Law Reform with International View - China and World: Collection of Articles of International Summit on Company Law Reform, Ed.by Zhaoxudong, China University of Political Science and Law Press, 2007.
5. Lockup Option: Possible Abuse and Regulation, Securities Market Herald, Issue No.7, 2008.
6. Reform of American Stock short sale Regime under the Background of 2008 Financial Crisis, Securities Market Herald, Issue No.2, 2010.
7. Abuses of Financial Innovation and Perfection of Social Responsibility of Financial Institutions, Study on Financial Issues, Issue No.1, 2010
8. The Background, Challenges and the Approach to Solution of China Stock International Board, Financial Law Research, No.2 Vol.9, 2012 (South Korea).
9. How to Protection and Regulation of Private Investment Funds, YueDan Financial Law Journal, June 2012.
10. Phlisophy and Logic of Financial Derivatives Market - Based on the history of Development and Regulation of American Derivatives market, Financial Future, 21 Nov.2011.
11. A Study on Investor Suitability Regime, Case Study on Structured Investment Misselling, FaDa Civil and Commercial Law Review, Aug. 2013.
12. Determination and Regulation of Future Trading, China Market, Issue No.6, 2014.
13. Innovation of the Second Market:American Experiences and Referential Value of 144 A Private Offering, China Market,Issue No.5, 2014.
14. Financial Innovation Challenges to the Finance Sector Market and Institutional Regulatory System, Issue No.4, 2014.
15. Dilemma of Crowding Financing and Approach to Solution, China Market,Issue No.1, 2015.
16. The Boundary of Future Market and Governing Scope of Future Act, China Market, Issue No.11, 2015.
17. The Characteristics, Problems and Future Reform Approach of Chinese Corporate System Mode, China Market, Issue No.7, 2015.
18. Regulation of Insider Trading in Mainland Future Market:Institutiona Building and Strategy, YueDan Financial Law Journal, June, 2015.
19. Reconstuction of Interests Rate legal Regulatory Mechanism Under the Condition of Liberation of Interest Rate, China Market, Issue No.4,2015.
20. China Internet Bank Mode: Present Policy, Legal Environment,Proplems and Development Trend, China Market, Issue No.3,2016.
21. Relation Reconstruction Between Government and Industry Association - Case Study of ISDA, Zhejiang Province Communist Part School Journal, Issue No.3,2016.
22. Mixed Ownership Reform:The Approach to Integration From Mixed,From Shareholders Primacy to Directors Primacy, China Market, Issue No.9, 2016.
23. How to Make Institutional Investors to Be Value Creators Rather Than Predators, Bankers, Issue No.2, 2017.
24. A Study On New Future Contract listing Regime, Commercial Law, Vol.2, 2018
25. Self-regulation and Soft Law, Based on the Experience of Early Self-regulation of New York Stock Exchange, Economic Law Research, Vol.2, 2017.
26. The Latest Development of Insider Commodity Future Market and The First Insider Trading Case in the History, Future and Derivative Law Review, Vo.1,2018.53.
Research Projects
1. A Study on Future Industry Legislation, Support by China Financial Future Exchange, 2013
2. A Study on the Profit Collection of State-owned Enterprises, Supported by China Society of Economic Reform, 2010.
3. A Study on the Information Disclosure of Ministry of Civil Affairs of the People’s Republic of China, 2013.
